Wells Fargo Support Member Jobs
Other Jobs You May Be Interested In
- Bunzl Work From Home Jobs ( Part Time) In RealJobs
- HP Part Time Jobs Near By Me £33 An Hour In RealJobs
- Tyson Food Full Time Jobs From Home £38 An Hour In RealJobs
- Big Yellow Group Social Media Support Jobs – Work From Home In RealJobs
- PMI Remote Jobs Customer Support Jobs In RealJobs
- Aveva Group Social Media Manager Jobs – Work From Home In RealJobs
- Coca-cola Data Entry Jobs Work From Home In RealJobs
- Tiaa Work From Home Jobs £36/Hour In RealJobs
- Cummins Remote Jobs Customer Support Jobs In RealJobs
- Centurylink Remote Jobs Customer Support Jobs In RealJobs
- King Digital Remote Jobs Data Entry – Work From Home In RealJobs
- Deere Work From Home Jobs £36/Hour In RealJobs
- Microsoft Part Time Jobs From Home $30 An Hour In RealJobs
- Abbvie Remote Jobs Customer Support Jobs In RealJobs
- Tesla Remote Jobs Customer Support Jobs In RealJobs
- Cisco Remote From Office £35/Hour In RealJobs
- GSG Full Time Jobs From Home £38 An Hour In RealJobs
- Allstate Data Entry Jobs Work From Home In RealJobs
- Caterpillar Part Time Jobs Near By Me £33 An Hour In RealJobs
- Nike Customer Support Jobs (Work From Home, Remote) In RealJobs
- Crocs Part Time Jobs From Home $30 An Hour In RealJobs
- Cairn Energy Work From Home Jobs ( Part Time) In RealJobs
- Walgreens Part Time Jobs From Home $30 An Hour In RealJobs
- Lotus Cars Social Media Manager Jobs – Work From Home In RealJobs
- Ashtead Spam Comment Remover Jobs – Work From Home In RealJobs
- Humana Data Entry Jobs Work From Home In RealJobs
- Fannie Mae Remote From Office $35/Hour In RealJobs
Industry: Private
Employment Type: Full Time
Work Hours: 8
Salary: £35 – £45Hour
Location: United Kingdom
Company: Wells Fargo
Description:
Wells Fargo Support Member Jobs
In this role, you will:
Support projects, take responsibility and produce high-level working documents.
Support Compliance with responses to consultations and implement the necessary changes to CASS policies, procedures, process and systems.
Support in the delivery of required regulatory changes projects or business initiatives in relation to CASS.
Understand and challenge the business processes and controls and be able to document them back to the CASS rule book
Oversight of US based Operations teams performing CASS impacting functions, including reviewing processes and controls, undertaking QA, sample test and/or collate data in a timely fashion to ensure compliance with relevant FCA rulebooks (CASS, COBS, SYSC, etc.).
Perform due diligence of client money banks and brokers including onsite visits where necessary.
Provide Management Information to CASS stakeholders (eg. CF10a, CASS Control and Compliance functions).
Contribute to the delivery of timely and accurate reporting to regulators and the firm’s board.
Work with Operational Risk team to identify all Operational Risk considerations in relation to CASS and related functions/processes.
Attendance at industry conferences/events, networking & roundtables in relation to CASS.
Other duties as assigned.
Wells Fargo Support Member Jobs
Required Qualifications:
Experience in Cass Assurance, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.
Comprehensive & technical knowledge & understanding of CASS rules and application/treatment in relation to CASS 1, 3, 7, 9 & 10 rule sets.
A working & detailed knowledge/understanding of CASS rules and application and impact of Banking Exemption.
Understanding of Settlement & Corp Action events in relation to MiFID II eligible products and impact on treatment as Client Money events.
Previous track record in process improvement with a view to developing/enhancing controls.
Assertiveness: the candidate will be expected to challenge Operations & Business teams globally to obtain required data and/or information.
Experience of producing Ml, KPls and reviews in accordance with SLAs
Presenting to senior management and stakeholders
Solid communication/organisational skills – to work with local and remote Operations and Compliance/CASS Control stakeholders.
Product knowledge of the Broker/Dealer business and Futures, Derivatives/Fixed Income and Equities spaces.
Good Excel, Word, SharePoint and PowerPoint skills.
May involve travel to the US,UK.
Wells Fargo Support Member Jobs
About the Wells Fargo Company :
Wells Fargo operates in the United Kingdom through its subsidiary, Wells Fargo Bank, N.A. (London Branch). Established in 1852, Wells Fargo is one of the largest financial services companies in the world, headquartered in San Francisco, California. In the UK, Wells Fargo offers a range of financial products and services, primarily focusing on corporate and institutional clients.
The London Branch, which serves as Wells Fargo’s main hub in the UK, provides services such as corporate banking, treasury management, investment banking, capital markets, and commercial real estate financing. The branch is also involved in foreign exchange, trade services, and payment services, catering to the complex needs of large corporations and financial institutions.
Wells Fargo’s presence in the UK is part of its broader international strategy to support multinational clients and leverage global financial opportunities. The company aims to deliver tailored financial solutions that align with the business strategies and growth ambitions of its clients in the region. Wells Fargo’s operations in the UK are regulated by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA), ensuring compliance with local financial regulations and standards.
Additionally, Wells Fargo Asset Management, another key component of its UK operations, offers investment solutions to institutional investors, including pension funds, insurance companies, and sovereign wealth funds. The firm’s commitment to the UK market underscores its dedication to providing comprehensive financial services and maintaining strong client relationships globally
Wells Fargo Support Member Jobs
Wells Fargo Support Member Jobs In RealJobs
Apply Now For This Job
